Controls & Gov Program Mgr
Company: Bank of the West
Posted on: November 26, 2022
At Bank of the West, our people are having a positive impact on
the world. We're investing where we feel we can make the most
impact, like advancing diversity and women entrepreneurship
programs, financing for more small businesses, and promoting
programs for sustainable energy. From our locations across the
U.S., Bank of the West is taking action to help protect the planet,
improve people's lives, and strengthen communities. We are part of
BNP Paribas, a global leader supporting the UN Sustainable
Development Goals (SDGs). Yes, we're a bank, but as the bank for a
changing world, we are continually seeking to improve the ways we
help our customers, while contributing to more sustainable and
Job Description Summary
Responsible for managing an independent Level1 Control department
within a line of business. Ensures Level 1 Controls related to
Regulatory and Operational Risks within the line of business are
defined and executed. Coordinates with the different internal
control streams to foster best practices in the line of business
and to avoid loopholes or overlaps.
Essential Job Functions
* Ensures the line of business complies with the Bank's Integrated
Operational Risk Framework and/or industry best practices as it
relates to: Policies and procedures Level 1 Controls Methodologies
for a permanent control framework in the line of business
Coordination with different bank compliance and internal control
streams Line of business entity and unit level compliance and
operations control assessments
* Directs and monitors the daily, weekly, monthly, annual and
periodic activities associated with an independent Level 1 Control
function. Ensures activities are performed accurately, thoroughly,
and in accordance with regulatory, the Bank's Framework, and/or
industry best practices timeframes.
* Acts as the line of business subject matter expert on Level 1
Controls. Is knowledgeable about industry best practices and
Other Job Duties
* Prepares and distributes regular/special management reports on
regulatory and operational risk compliance and the department's
activities. Compiles data for analysis or dashboards. Maintains
current knowledge of operational risk management and regulatory
compliance requirements for financial institutions. Attends
professional seminars and participates in Bank and industry
operational risk management and regulatory compliance practitioner
* Performs other duties as assigned.
* Requires mastery level knowledge of job area typically obtained
through advanced education combined with experience.
* May have deep knowledge of project management.
* Requires 10 years minimum prior relevant experience.
* Thorough knowledge of banking operational risk management and
* Thorough knowledge of banking and related laws and
* Thorough knowledge of bank operations activities, from both a
branch and centralized function aspect
* Experience in developing, writing, and communicating policies and
Equal Employment Opportunity Policy
Bank of the West is an Equal Opportunity employer and proud to
provide equal employment opportunity to all job seekers without
regard to any status protected by applicable law. Bank of the West
is also an Affirmative Action employer - Minority / Female /
Disabled / Veteran.
Bank of the West will consider for employment qualified applicants
with criminal histories pursuant to the San Francisco Fair Chance
Ordinance subject to the requirements of all state and federal laws
Keywords: Bank of the West, Tempe , Controls & Gov Program Mgr, Other , Tempe, Arizona
Didn't find what you're looking for? Search again!