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IS Audit & Compliance Lead

Company: New Penn Financial
Location: Tempe
Posted on: June 12, 2021

Job Description:

Exceed the expectations of our residential mortgage borrowers & business partners through superior service, simple processes, and effective communications.

We deliver on this mission by empowering our employees by encouraging and recognizing superior performance and innovative solutions, by promoting teamwork and divisional cooperation.

Title: IS Audit and Compliance Lead

Department: Information Technology

Reports To: Director - Information Security

Primary Function

Support internal and external audits through maintaining and updating the Document Request List and IT Compliance documentation repository including central IT policies and procedures.

Principal Duties

  • Assist with the SOX and SOC1 evidence gathering.
  • Assist with access reviews and security assessments.
  • Coordinate and collect Control Owner responses to update the IT General Controls
  • Perform data analysis supporting our IT Security Educations and Awareness Initiatives
  • Coordinate periodic compliance related meetings including the preparation of meeting materials.
  • Utilize department specific systems and applications.
  • Take minute notes of discussion topics and action items at audit and compliance meetings.
  • Create documentation to assist in meeting our yearly audit and compliance requirements.
  • Help create and document process to keep all documents up to date.
  • Manage competing priorities in an accurate and timely manner.
  • Prepare and present on designated topics at staff meetings.
  • Special Projects as needed.
  • Other duties as directed

Education and Experience Requirements

  • Bachelor's degree or 3-5 years of equivalent experience.
  • CISSP, CISA, GSEC or other similar certifications preferred.

Knowledge, Skill and Ability Requirements

  • Strong individual contributor
  • Collaborates well with cross functional teams.
  • Strong interpersonal skills
  • Detailed oriented

While this description is intended to be an accurate reflection of the position's requirements, it in no way implies/states that these are the only job responsibilities. Management reserves the right to modify, add or remove duties and request other duties as necessary.


Company Perks:

  • 15 Paid Time Off (PTO) days and 18 after 1st anniversary!
  • 8 Paid Holidays
  • Casual Workplace
  • Employee Engagement Activities

Company Benefits:

  • Medical (including Health Savings Account & Flexible Savings Account)
  • Dental - RX - Vision - Life, Disability Insurance - 401(k) Plan with company match! - Employee Assistance Plan
  • Pet Insurance!

Equal Employment Opportunity

We're proud to be an equal opportunity employer- and celebrate our employees' differences, including race, color, religion, sex, sexual orientation, gender identity, national origin, age, disability, and Veteran status. Different makes us better.

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Keywords: New Penn Financial, Tempe , IS Audit & Compliance Lead, Other , Tempe, Arizona

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