TempeRecruiter Since 2001
the smart solution for Tempe jobs

Americas Financial Crimes Exam & Audit Management, Vice President

Company: MUFG
Location: Tempe
Posted on: September 17, 2020

Job Description:

Salary

Benefits

Jobs. Jobs. Interviews. MUFG3.1?. Hiring SurgeThis company is in a hiring surge in response to COVID-19. Job. Company. Rating. Reviews. Apply Now. Requisition # 10037008-WD. Job Type Day. Location Tempe, ARIZONA. Date Posted 08/19/2020. Your potential. Your opportunity.. Do you want your voice heard and your actions to count?. Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), the 5th largest financial group in the world (as ranked by S&P Global, April 2018). In the Americas, we’re 14,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, developing positive relationships built on integrity and respect. It’s part of our culture to put people first, listen to new and diverse ideas and collaborate toward greater innovation, speed and agility. We’re a team that accepts responsibility for the future by asking the tough questions and owning the solutions. Join MUFG and be empowered to make your voice heard and your actions count.. Summary:. The Compliance Manager, Americas Financial Crimes Exam & Audit Management is the central point of contact for financial crimes regulatory exam and audit activities in the Americas region, and will play a key role in establishing processes and procedures to ensure uniformity in preparation for, and management of, financial crimes exams and audits.Functional responsibilities of the role will include leading regulatory exam and audit preparation activities; ensuring organization, clarity and accuracy of documentation and written responses; coordinating participation of exam and audit stakeholders across business units; developing and maintaining routines for reporting and communication of exam and audit activities.. Responsibilities:. Assist with and respond to Global Financial Crimes’ implementation of global financial crimes exam and audit framework;. Lead preparation of exam and audit engagement among Financial Crimes and Business stakeholders in the Americas region;. Process regulatory Supervisory Letters and formal requests for documentation and/or questions from regulators and internal auditors;. Establish and maintain routines and procedures in coordination with Global Financial Crimes Exam and Audit Management, as necessary, for the functional management of exam and audit engagements;. Ensure accuracy and clarity of documentation and written responses provided to regulators and internal auditors;. Coordinate participation and ensure preparedness of key exam and audit stakeholders across Financial Crimes and Lines of Business before, during and after on-site engagements;. Maintain records and communicate to Financial Crimes leadership statuses of exam and audit engagements and advise of issues identified or actions required;. Ensure timely escalation of potential or confirmed issues;. Monitoring significant regulatory and internal audit findings, including assisting managers with preparing responses and action plans.. Requirements:. Bachelor’s degree or equivalent required.JD preferred;. Minimum 7-10 years’ experience in compliance and risk management;. Strong knowledge of BSA/AML and Sanctions banking regulations;. Strong written, verbal and comprehension skills;. Highly organized with the ability to manage multiple engagements concurrently, and act with urgency, when necessary;. Team player with ability to work collaboratively;. Ability to establish and maintain good relationships across different stakeholder groups;. Experience in large bank regulatory affairs or exam and audit management programs and/or management consulting, specifically in AML/Financial Crimes practices involving more complex Program-level engagements;. Proficiency with Microsoft Office suite (Word, Excel, PowerPoint);. The above statements are intended to describe the general nature and level of work being performed. They are not intended to be construed as an exhaustive list of all responsibilities, duties, and skills required of personnel so classified.. We are proud to be an Equal Opportunity / Affirmative Action Employer and committed to leveraging the diverse backgrounds, perspectives, and experience of our workforce to create opportunities for our colleagues and our business. We do not discriminate in employment decisions on the basis of any protected category.. A conviction is not an absolute bar to employment. Factors such as the age of the offense, evidence of rehabilitation, seriousness of violation, and job relatedness are considered in all employment decisions. Additionally, it’s the bank’s policy to only inquire into a candidate’s criminal history after an offer has been made. Federal law prohibits banks from employing individuals who have been convicted of, or received a pretrial diversion for, certain offenses. Apply Now. Get alerts to jobs like this, to your inbox.

Americas Financial Crimes Exam & Audit Management, Vice President Jobs in Tempe, AZ. Americas Financial Crimes Exam & Audit Management, Vice President. Americas Financial Crimes Exam & Audit Management, Vice President

Salaries

Companies

Keywords: MUFG, Tempe , Americas Financial Crimes Exam & Audit Management, Vice President, Other , Tempe, Arizona

Click here to apply!

Didn't find what you're looking for? Search again!

I'm looking for
in category
within


Other Other Jobs


Food Courier
Description: Your time. Your Goals. What is DoorDash Available in over 4,000 cities in the U.S., Canada, and Australia, DoorDash is about connecting people with possibilities: bigger savings accounts, wider nets, (more...)
Company: Doordash
Location: Sun City
Posted on: 09/27/2020

The Home Depot: Lot Associate
Description: Job DescriptionLot Associates assist customers with the loading of their vehicles and also monitor
Company: The Home Depot
Location: Sun City West
Posted on: 09/27/2020

Vascular Sonographer Advanced
Description: Job DescriptionJob Summary The Advanced Vascular Sonographer supports the vision of the Total Healing Environment and the values of respect, integrity, accountability, commitment and quality while providing (more...)
Company: Yavapai Regional Medical Center
Location: Prescott Valley
Posted on: 09/27/2020


Packager
Description: Auto req ID: 250543BR br Job Summary FedEx Ground is an essential business that needs people to help us support the economy, handling life-saving medications and other items that keep our communities (more...)
Company: FedEx
Location: Sun City
Posted on: 09/27/2020

Earn more this Fall, deliver with Uber Eats
Description: Job DescriptionDeliver with Uber. Earn on your schedule. Work on your schedule. Deliver for a few hours in the mornings, every night, or just on weekends--it's up to you. Earn Good Money. You'll
Company: Uber Eats
Location: Sun City
Posted on: 09/27/2020

Order Picker/Packer (Day and Night Shifts Available) - Immediate Openings
Description: Seasonal Warehouse and Shopper Team Members br br Shifts: br Overnight, Sunrise, Day, Evening, Weekend br br Location: br Phoenix, Scottsdale, Goodyear br br Job opportunities vary by (more...)
Company: Amazon
Location: Sun City
Posted on: 09/27/2020

Earn Fall Money - Deliver with Uber
Description: Job DescriptionDeliver with Uber. Earn on your schedule. Work on your schedule. Deliver for a few hours in the mornings, every night, or just on weekends--it's up to you. Earn Good Money. You'll
Company: Uber Eats
Location: Sun City
Posted on: 09/27/2020

Experience Owner Lead - Card Pricing Execution
Description: Purpose of Job We are currently seeking a talented Experience Owner Lead Card Pricing Execution for one of the following locations: San Antonio Home Office II/III, Plano Legacy, Tampa Campus, Phoenix (more...)
Company: USAA
Location: Sun City
Posted on: 09/27/2020

Experience Owner Lead - Card Pricing Execution
Description: Purpose of JobWe are currently seeking a talented Experience Owner Lead --- Card Pricing Execution for one of the following locations: San Antonio Home Office II/III, Plano Legacy, Tampa Campus, Phoenix (more...)
Company: USAA
Location: Sun City West
Posted on: 09/27/2020

Restaurant Delivery
Description: Your time. Your Goals. What is DoorDash Available in over 4,000 cities in the U.S., Canada, and Australia, DoorDash is about connecting people with possibilities: bigger savings accounts, wider nets, (more...)
Company: Doordash
Location: Sun City West
Posted on: 09/27/2020

Log In or Create An Account

Get the latest Arizona jobs by following @recnetAZ on Twitter!

Tempe RSS job feeds