Tech Control Officer, AVP
Company: MUFG
Location: Tempe
Posted on: September 17, 2023
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Job Description:
Do you want your voice heard and your actions to count?Discover
your opportunity with Mitsubishi UFJ Financial Group (MUFG), the
7th largest financial group in the world. Across the globe, we're
160,000 colleagues, striving to make a difference for every client,
organization, and community we serve. We stand for our values,
building long-term relationships, serving society, and fostering
shared and sustainable growth for a better world.With a vision to
be the world's most trusted financial group, it's part of our
culture to put people first, listen to new and diverse ideas and
collaborate toward greater innovation, speed and agility. This
means investing in talent, technologies, and tools that empower you
to own your career.Join MUFG, where being inspired is expected and
making a meaningful impact is rewarded.This is a hybrid position.
The selected colleague will work at an MUFG office or client sites
up to four days per week and work remotely the remaining day(s). A
member of our Talent Acquisition team will provide more details.In
this role you will focus on internal and external compliance
requirements, activities, and deliverables to ensure that
Operations & Technology meets regulatory and audit milestones.
Responsibilities include collaborating with Operations & Technology
colleagues to prepare or review content prior to submission and
manage follow-up actions; tracking, escalating, and/or remediating
risks and issues; and contributing to executive-level reporting.A
member of the Operations and Technology for the Americas (OTA) Risk
& Controls Office (RCO), this role is a key member of a first line
risk and controls team aligned to a specific OTA technology
business. This individual works with other team members to partner
with technology teams to drive effective risk and control
management. The teams are responsible for assessing the technology
risk and control environment, identifying improvement
opportunities, reporting and monitoring key risk metrics and
providing governance with respect to all risk and control
matters.RESPONSIBILITIESEvaluate and benchmark technology process
execution against outstanding standards. (COBIT, NIST 800-53, FFIEC
etc.)Support the execution of front line controls self-assurance
and risk assessment activities (ad hoc controls review, business
process management (BPM), risk and control self-assessments (RCSA
and independent risk and audit activities as neededContribute to
controls design and efficiency to technology partners in support
their commitments to align with all applicable laws, regulations,
and internal policies and proceduresImplement remediation plans
that adhere to issues management mandates: timely issue and
corrective action submission, accurate root cause identification,
corrective action monitoring, on time closure, no failed
validations, and no repeat issueMonitor and document emerging risk,
internal operational trends, and external risk events for potential
impact to control environmentContribute to risk analysis and risk
mitigation recommendationsSupport technology risk governance by
ensuring our control environment performance is reported in a
timely mannerSupport the preparation of risk and controls
governance materials as neededFacilitate and provide oversight of
the issue management lifecycle, challenging the quality of new
issues and performing validation activities on issues ready for
closureSupport high priority technology related regulatory
initiatives and remediation activitiesOversee and challenge
technology metrics and reportingServe as a risk escalation point,
to raise material concerns to the appropriate partiesExamine
trends, develop insights, and collaborate on solutions to sustain
and strengthen the control environmentMonitor and assess the
implementation of internal controls, industry standards, policies
and/or procedures, including the assessment, reporting, management,
and mitigation of risk across the legacy, cloud, and third-party
hosted technology environmentsAssist in execution of Risk and
Control Self Assessments (RCSAs)Participate in design of control
testing and risk monitoring programParticipate in risk and
control-related projects and initiatives focused on process
enhancements, control assessment, and deep dives with various
functional and business partnersPartner with the business to
facilitate remediation of regulatory, audit, and self-identified
risk and control issuesEngage with multiple stakeholders and
collaborate with key business partners, risk management, and
internal auditExecute RCSA activities for IAM and Cloud owned
processesAlign to specific technology risk controls or business
functions, as applicable, as well as identifying potential risks
and developing protocols and controls to reduce or manage those
risksQUALIFICATIONSDegree in information systems, computer science,
or related field, or in business or finance with coursework or
working experience in areas of risk and/or data
analytics.Preferred: Professional certifications such as Certified
Information System Auditor (CISA), Certified in Risk and
Information Systems Control (CRISC), Certified Information Systems
Security Professional (CISSP), Certified in the Governance of
Enterprise Information Technology (CGEIT), Control Objectives for
Information and Related Technology (COBIT), etc5-6 years experience
in a risk & control or audit function, and compliance.5+ years of
experience preferably in a financial institution or other highly
regulated environment in technology infrastructure, technology risk
management role or equivalent or related field.Demonstrable
experience with and knowledge of regulations applicable to the
banking and finance industry preferredKnowledge and implementation
experience with industry best practices and frameworks such as:
Committee of Sponsoring Organizations of the Treadway Commission
(COSO), COBIT, National Institute of Standards and Technology
(NIST)-800-53, Cybersecurity Horizontal Reviews, and ITIL in
complex environmentFamiliarity with U.S. regulatory, compliance,
and governance with a focus on banking and financial institution
regulationsUnderstanding of risk management, including experience
executing risk assessments, testing and evaluating processes and
controlsExperience with executing technology and or information
security risk assessment/testing methodologies evaluating the
adequacy and efficiency of internal controls; and identifying
issues resulting from internal and or external compliance
examinations.Experience in auditing Identity and Access Management,
Privileged Access, and AWS Cloud environment controlsExcellent
communication, presentation, and influencing skills and ability to
manage stakeholders across multiple disciplines.Excellent
analytical, organizational, and conceptual skills.Strong work
ethic, ability to make decisions and work under tight deadlines;
achievement-oriented and takes initiative.Strong project management
skills; includes an ability to independently drive work, and
pragmatically solve problems.The typical base pay range for this
role is between $100K - $125K depending on job-related knowledge,
skills, experience and location. This role may also be eligible for
certain discretionary performance-based bonus and/or incentive
compensation. Additionally, our Total Rewards program provides
colleagues with a competitive benefits package (in accordance with
the eligibility requirements and respective terms of each) that
includes comprehensive health and wellness benefits, retirement
plans, educational assistance and training programs, income
replacement for qualified employees with disabilities, paid
maternity and parental bonding leave, and paid vacation, sick days,
and holidays.The above statements are intended to describe the
general nature and level of work being performed. They are not
intended to be construed as an exhaustive list of all
responsibilities duties and skills required of personnel so
classified.We are proud to be an Equal Opportunity/Affirmative
Action Employer and committed to leveraging the diverse
backgrounds, perspectives and experience of our workforce to create
opportunities for our colleagues and our business. We do not
discriminate on the basis of race, color, national origin,
religion, gender expression, gender identity, sex, age, ancestry,
marital status, protected veteran and military status, disability,
medical condition, sexual orientation, genetic information, or any
other status of an individual or that individual's associates or
relatives that is protected under applicable federal, state, or
local law.
Keywords: MUFG, Tempe , Tech Control Officer, AVP, Accounting, Auditing , Tempe, Arizona
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