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Global Financial Crimes Compliance Testing Analyst

Company: MUFG
Location: Tempe
Posted on: January 13, 2022

Job Description:

Do you want your voice heard and your actions to count?Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), the 5th largest financial group in the world. Across the globe, we're 180,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, building long-term relationships, serving society, and fostering shared and sustainable growth for a better world.With a vision to be the world's most trusted financial group, it's part of our culture to put people first, listen to new and diverse ideas and collaborate toward greater innovation, speed and agility. This means investing in talent, technologies, and tools that empower you to own your career.Join MUFG, where being inspired is expected and making a meaningful impact is rewarded.Job Summary:Responsible for supporting the Global Financial Crimes Compliance Testing ("GFCCT") function in performing deep dives and targeted risk-based thematic reviews of financial crimes compliance (AML, Sanctions, ABC) processes globally with an emphasis on the design and effectiveness of measures (controls) taken to monitor and mitigate financial crimes risk.Major Responsibilities:

  • Assist in supporting financial crimes compliance reviews for MUFG Bank, Ltd. branches globally, that evaluate the effectiveness of existing financial crimes compliance, as well as the design and implementation of relevant controls, such as escalation processes, documentation of policies and procedures, reporting, list screening, regulatory change management, governance framework, and training
  • Assist in developing test plans, scripts, procedures, and sampling methodologies that incorporate regulatory expectations, industry developments and lessons learned from regulatory finding and internally identify issues by compliance testing and internal audit
  • Assist in preparing/reviewing reports summarizing the objectives, scope, findings and conclusions of completed testing
  • Assist in the validation of Management Action Plans designed to address remediation efforts and testing review findings
  • Assist in the coordination with Issues Management for monitoring and tracking resolution of financial crimes testing findings
  • Assist with monitoring developments, such as changes in the regulatory environment, which may necessitate ad hoc testing
  • Support general compliance activities and other duties, including special projects as assignedQualifications:
    • 1-3 years of experience within the financial crimes area of a global bank, consulting firm or regulatory agency
    • Experience with performing compliance testing, quality control/assurance processes or internal/external audits
    • Exposure to testing or to quality control and/or quality management functions and results
    • Knowledge of financial crimes compliance laws and regulations
    • Excellent judgment and analytical skills
    • Experience working with compliance testing scripts and/or experience with performing testing reviews or audits
    • Experience in working in diverse testing teams
    • Strong written communication skills
    • BA/BS Degree; JD, CPA and/or CAMS a plus
    • Some travel may be required, domestic and internationalThe above statements are intended to describe the general nature and level of work being performed. They are not intended to be construed as an exhaustive list of all responsibilities duties and skills required of personnel so classified.We are proud to be an Equal Opportunity/Affirmative Action Employer and committed to leveraging the diverse backgrounds, perspectives, and experience of our workforce to create opportunities for our colleagues and our business. We do not discriminate in employment decisions on the basis of any protected category.Some MUFG roles require that individuals be fully vaccinated against COVID-19, subject to exemptions for medical or religious reasons, as well as any other reason required by applicable law or order. Should you be selected for an interview, your recruiter will provide additional information.

Keywords: MUFG, Tempe , Global Financial Crimes Compliance Testing Analyst, Accounting, Auditing , Tempe, Arizona

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