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OFAC Quality Assurance, Analyst

Company: MUFG Union Bank
Location: Tempe
Posted on: November 22, 2021

Job Description:

**Do you want your voice heard and your actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), the 5th largest financial group in the world. Across the globe, we're 180,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, building long-term relationships, serving society, and fostering shared and sustainable growth for a better world. With a vision to be the world's most trusted financial group, it's part of our culture to put people first, listen to new and diverse ideas and collaborate toward greater innovation, speed and agility. This means investing in talent, technologies, and tools that empower you to own your career. Join MUFG, where being inspired is expected and making a meaningful impact is rewarded. This is a hybrid position. There are flexible work from home options available. A member of our recruitment team will discuss the options with you in more detail. In this role you will focus on implementing Quality Assurance (QA) frameworks designed to identify, evaluate, and manage compliance (AML, OFAC and UDAAP) related risks and controls across the company or a particular business or function. Responsibilities include performing QA reviews of OFAC dispositioning, AML Red Flags and Sales Practices. + Effective and efficient execution of daily QA responsibilities. + Understand regulatory requirements that impact daily operations. + Developed and implemented compliance quality assurance programs, framework and formal procedures. + Collaborate with business process owners within the three lines of defense to address compliance control gaps. + Lead project planning and process improvement discussions. + Develop and perform AML, OFAC and UDAAP QA reviews, clearly communicating results to business units, Sanctions Compliance and stakeholders. + Developed monitoring and reporting dashboards to identify gaps and potential compliance risks. + Review and maintain various AML and OFAC QA reports for accuracy, monitor and refer control deficiencies/gaps to AML Working Group, Division Risk Managers, Global Sanctions Compliance, Line of Business and Senior Management. + Manage and resolve conflict and effectively challenge at all levels of management and influence business outcomes. + Represent First Line of Defense QA on policy matters that affect operations and perform other duties assigned. Qualifications: + Bachelor's degree in accounting, finance, computer science, information systems, or equivalent preferred + Preferred: degree from a competitive school, demonstrating a strong academic and extracurricular track record + Preferred: Certified Information Systems Auditor (CISA), Certified Information Security Manager (CISM), Certified in Risk and Information Systems Control (CRISC), Certified Internal Auditor (CIA), Certified Fraud Examiner (CFE), Certified Anti-Money Laundering Specialist (ACAMS), Certification in Risk Management and Assurance (CRMA) + 3-5 years of experience in risk and control management + 3-5 years of experience in an audit, accounting, risk management role in operations or information technology/information security, and/or operational risk management, or a combination thereof + 3-5 years of experience in performing OFAC dispositioning + 3-5 years of experience in Internal Audit, QA or Compliance role + Preferred: "Big Four" IT audit experience, Professional in Project Management (PMP) + Preferred: Banking or financial services + Ability to work independently with limited supervision + Experience with process documentation, testing, risk and control assessments + Understanding of the regulatory environment and regulations related to OFAC, AML and UDAAP + Experience with problem solving in a team environment by thinking outside of the box and providing innovative solutions, with and without technology + Experience and working knowledge HotScan + Experience in Internal Audit methodology + Experience in designing, implementing, and operationalizing continuous control testing + Ability to work independently with limited supervision + Experience with process documentation, testing, risk and control assessments + Understanding of the regulatory environment and regulations related to OFAC, AML and UDAAP + Experience with problem solving in a team environment by thinking outside of the box and providing innovative solutions, with and without technology + Experience and working knowledge HotScan + Experience in Internal Audit methodology + Experience in designing, implementing, and operationalizing continuous control testing The above statements are intended to describe the general nature and level of work being performed. They are not intended to be construed as an exhaustive list of all responsibilities duties and skills required of personnel so classified. We are proud to be an Equal Opportunity/Affirmative Action Employer and committed to leveraging the diverse backgrounds, perspectives, and experience of our workforce to create opportunities for our colleagues and our business. We do not discriminate in employment decisions on the basis of any protected category. Some MUFG roles require that individuals be fully vaccinated against COVID-19, subject to exemptions for medical or religious reasons, as well as any other reason required by applicable law or order. Should you be selected for an interview, your recruiter will provide additional information. At MUFG, our colleagues are our greatest assets. Our Culture Principles provide a roadmap for how each of our colleagues must think and act to become more client-obsessed, inclusive and innovative. They reflect who we are, who we want to be and what we expect from one another. We are excited to see you take the next step in exploring a career with us and encourage you to spend more time reviewing them! **Our Culture Principles** + Client Centric + People Focused + Listen Up. Speak Up. + Innovate & Simplify + Own & Execute

Keywords: MUFG Union Bank, Tempe , OFAC Quality Assurance, Analyst, Accounting, Auditing , Tempe, Arizona

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